Tag: general knowledge

Quizzes (3615) Questions (119858)

Questions Related to general knowledge

Multiple choice general knowledge

The __________ is entitled to all rights and benefits as well as subject to all liabilities in respect of the securities held in the depository.

Beneficial owner
Depository Participant
Depository
Registered owner

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Multiple choice general knowledge

A Partnership firm cannot open Depository accounts because :

Partnership firms do not have a Memorandum of association.
SEBI regulations does not allow Partnership firms to trade in securities.
The Companies act does not allow Partnership firms/Proprietorships to hold shares.
It may not be possible to enter the names of all the partners in DPM.

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Multiple choice general knowledge

In case of public offers wherein the applicant has applied for shares in demat form, the allotment advise/refund warrant will be forwarded to the applicant by:

depository participant.
Issuers/ Registrar and Transfer Agents of the issuing company.
NSDL.
SEBI.

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Multiple choice general knowledge

An account which a clearing member opens with a depository participant for the purpose of holding its own securites is called as_____________.

Intermediary Account.
Beneficiary Owner Account.
Savings Bank Account.
Clearing Member Account.

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Multiple choice general knowledge

An investor can open a depository account with:

NSDL.
depository participant.
Stock Exchange.
any of the above, at his choice.

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Multiple choice general knowledge

There can be maximum of _______ nominee (s) per Demat account.

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Multiple choice general knowledge

In an application for opening an account (for individuals only), which one of the following form part of types of accounts?

HUF.
FII.
Bank.
OCB.

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Multiple choice general knowledge

On rematerialisation the share certificates are:

issued by NSDL and forwarded to investor directly by NSDL.
issued by Issuer/ its R and T Agent and forwarded to investor through depository participant.
issued by Issuer/ its R and T Agent and forwarded to investor directly by Issuer/ its R and T Agent.
issued by Issuer/ its R and T Agent and forwarded to investor through NSDL.

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Multiple choice general knowledge

As per the depository participant-client agreement, who has right to terminate an agreement?

Only depository participant.
Only Client.
Only NSDL.
Both depository participant and client.

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Multiple choice general knowledge

Any person who is engaged in the business of issue management either by making arrangements regarding selling, buying or subscribing to securities and rendering related advisory services to corporates is called :

Stock broker
Merchant Banker
Custodian
Registrar

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