Tag: general knowledge

Quizzes (3615) Questions (119858)

Questions Related to general knowledge

Multiple choice general knowledge

Any entity engaged in the activity of clearing and settlement of trades on any recognised stock exchange is referred to as

Clearing Corporation or clearing house.
Settlement Guarantee Association.
Clearing Member.
Continous Net Settlement House.

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Multiple choice general knowledge

Once dematerialised, can electronic shares be converted back to physical shares?

Yes, by submitting Transmission form to depository participant.
Yes, by submitting Rematerialisation Request Form to depository participant.
No.
Yes, by submitting Rematerialisation Request Form directly to the issuer company/ registrar and transfer agents.

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Multiple choice general knowledge

Which of the following documents are required to be submitted to depository participant by the investor exercising the option of dematerialisation of securities sent for transfer?

Dematerialisation Request Form along with share certificate and transfer deed.
Dematerialisation Request Form.
Share certificates along with transfer deed.
Dematerialisation Request Form along with original option letter received from the Issuer/ its R and T Agent.

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Multiple choice general knowledge

The customer can find the best price available for his buy or sell trade in

Insider trading system
Gala trading system
Quote driven system
Order driven system

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Multiple choice general knowledge

In the rolling settlement cycle, auction trading for shortages normally is on:

one day after trade day.
the second day after the settlement day.
the settlement day.
the first day after the settlement day.

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Multiple choice general knowledge

Which of the following statements regarding dematerialisation is false?

NSDL doesn't charge its depository participants for dematerialisation.
Odd lot shares can be dematerialised.
Investor has to pay stamp duty for dematerialisation of shares.
Shares not registered in the name of the concerned account holder (street name shares) can't be dematerialised.

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Multiple choice general knowledge

For an investor holding shares in demat form, dividend will be declared by:

the Issuer compnay.
his depository participant.
NSDL.
SEBI.

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Multiple choice general knowledge

CM-BP-Id is the:

Id allotted by depository participant to its clients.
Id allotted by NSDL to its depository participant.
Id allotted by NSDL to the Clearing Member.
Id allotted by Clearing Corporation to the Clearing Member.

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Multiple choice general knowledge

In case of pledged balance in demat form, the corporate benefits will flow to the:

pledgor/ pledgee at the discretion of the Issuing Co.
pledgor/ pledgee at the discretion of the parties concerned.
pledgee.
pledgor.

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Multiple choice general knowledge

Once the beneficial owner account is opened, can the details regarding Name & Type of Account be changed?

No.
Yes, with the prior approval of SEBI.
Yes, with the prior approval of RBI.
Yes, No approval is necessary.

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