Tag: securities and exchange board of india (sebi)

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Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

BSE is the second in the world to receive Information Security Management System Standard BS 7799-2-2002 certification for its On-Line trading System (BOLT).

  1. True

  2. False
Reveal answer Fill a bubble to check yourself
A Correct answer
Explanation

BSE is the second in the world to receive Information Security Management System Standard BS 7799-2-2002 certification for its On-Line trading System(BOLT).-this is a true statement. The on-line trading system of BSE is known as BOLT. BOLT is a screen-based automated trading platform. It can be referred as a centralized exchange-based trading system of BSE. It helps the investors to trade from anywhere in the world on BSE trading platform.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

OTCEI offers computerized screen-based trading ________________.

  1. True

  2. False
Reveal answer Fill a bubble to check yourself
A Correct answer
Explanation

OTCEI offers computerized screen-based trading- this is a true statement. The OTCEI is a company incorporated under the Companies Act 1956. OTCEI was set up to provide small and medium companies an access to capital market for raising finance.  OCTCEI is advantageous to the company because it provides methods of raising funds through capital market instruments which are priced fairly.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Before BOLT was introduced in 1995, people used to trade standing in the trading ring.

  1. True

  2. False
Reveal answer Fill a bubble to check yourself
A Correct answer
Explanation

Before BOLT was introduced in 1995, people used to trade standing in the trading ring- this is a true statement. BOLT is launched by Bombay Stock Exchange. It can be defined as the equity trading platform. Trading ring is the traditional practice of price discovery and trade standing.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Which of the following paved way to the establishment of SEBI?

  1. Unofficial private placements

  2. Rigging of prices

  3. Unofficial premium on new issues

  4. All of the above
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation
Following paved way to the establishment of SEBI:
a) Unofficial private placements
b)Rigging of prices
c) Unofficial premium on new issues
The Securities and Exchange Board of India was established by the Government of India as an interim administrative body. SEBI is established in order to protect the interests of the investors and provide safety for investment. SEBI performs certain functions in order to promote and develop activities of stock exchange and increase the business in stock exchange. It also helps to regulate the business in stock exchange. It has framed certain rules and regulations to regulate the intermediaries.
Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

BSE also provides depository services through its _______ arm.

  1. Central Depository Services Ltd. (CDSL)

  2. National Securities Depository Limited (NSDL)

  3. NSE

  4. SEBI
Reveal answer Fill a bubble to check yourself
A Correct answer
Explanation

BSE also provides depository services through its Cenrtral Depository Services Limited(CDSL) arm. CDSL helps to hold securities either in the certificated or uncertificated form. CDSL enabled book entry transfer of securities. CDSL can be defined as the second Indian securities depository.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Which of the following is the basic function of stock exchange?

  1. Pricing of Securities

  2. Safety of Transaction

  3. Contributes to Economic Growth

  4. Providing Liquidity and Marketability to Existing Securities.
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation
Basic function of stock exchange are providing Liquidity and Marketability to existing securities. Stock exchange can be defined as an association, organization or body of individuals whether incorporated or not established for the purpose of assisting, regulating and controlling of business in buying, selling and dealing in securities.
Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

SEBI was to function under the overall administrative control of the _______ of the Government of India.

  1. Ministry of Finance

  2. Ministry of Commerce

  3. Ministry of Company Affairs

  4. Ministry of Economy
Reveal answer Fill a bubble to check yourself
A Correct answer
Explanation

SEBI was to function under the overall administrative control of the Ministry of Finance of the Government of India. SEBI was established to regulate the activities of stock exchange and to protect the interest of investor and provide safety of investment. SEBI also helps to develop activities of stock exchange.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

The Securities and Exchange Board of India was established by the Government of India _____.

  1. as a cooperative society

  2. as a banking authority

  3. as an interim administrative body

  4. none of the above
Reveal answer Fill a bubble to check yourself
C Correct answer
Explanation

The Securities and Exchange Board of India was established by the Government of India as an interim administrative body. SEBI is established in order to protect the interests of the investors and provide safety for investment. SEBI performs certain functions in order to promote and develop activities of stock exchange and increase the business in stock exchange. It also helps to regulate the business in stock exchange. It has framed certain rules and regulations to regulate the intermediaries.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Identify the development function of SEBI.

  1. Investor education.

  2. Promotion of fair practices and code of conduct of all SROs.

  3. Training of intermediaries

  4. All of the above
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation
Development functions are performed by the SEBI to promote and develop activities in stock exchange and increase the business of stock exchange. Development functions of SEBI include:
a) Investor education.
b) Promotion of fair practices and code of conduct of all SROs.
c) Training of intermediaries.
Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

BSE provides a host of services to capital market participants including ________.

  1. risk management

  2. clearing

  3. settlement

  4. all of the above
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation
BSE provides a host of services to capital market participants including:
a) risk management
b) clearing
c) settlementBSE helps to promote industrial development in the country through efficient resource mobilization by way of investment in corporate securities. It helps to maintain well regulated markets on securities.