Tag: securities exchange board of india (sebi)

Quizzes (5) Questions (73)

Questions Related to securities exchange board of india (sebi)

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

SEBI has stopped the practice of making a preferential allotment of shares unrelated to market prices.

  1. True

  2. False
Reveal answer Fill a bubble to check yourself
A Correct answer
Explanation

SEBI has stopped the practice of making a preferential allotment of shares unrelated to market prices- this is a true statement.  It is done in order to protect the interests of the investors. SEBI regulates the business in stock exchange. It helps to provide the safety of the investment.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Which of the following is/are the development function(s) of SEBI?

  1. Registration of brokers and sub-brokers.

  2. Registration of collective investment schemes and Mutual Funds.

  3. Investor education.

  4. Training of intermediaries
Reveal answer Fill a bubble to check yourself
C,D Correct answer
Explanation
The development functions are performed by SEBI in order to promote and develop activities in stock exchange and increase the business in stock exchange. Following are the development functions of SEBI:
a) Investor education
b) Training of intermediaries.
Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

BSE (Bombay Stock Exchange) is located on ______ street in Mumbai.

  1. Juhu

  2. Penag

  3. Arthrur

  4. Dalal
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation

BSE (Bombay Stock Exchange) is located on Dalal Street in Mumbai. Dalal Street has been synonymous with Indian financial markets since the stock exchange's establishment. Juhu is a beach area, and 'Penag' and 'Arthrur' appear to be misspellings or non-existent locations in this context.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Direct supervision over depositories and mutual funds is undertaken by _______.

  1. NBFCs

  2. RBI

  3. SEBI

  4. all of the above
Reveal answer Fill a bubble to check yourself
C Correct answer
Explanation

SEBI (Securities and Exchange Board of India) is the regulatory body responsible for the oversight of the securities market, including depositories and mutual funds.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

The powers of controller of capital issues of India is now shifted to _______.

  1. ministry of finance

  2. SEBI

  3. AMFI

  4. ministry of corporate affairs
Reveal answer Fill a bubble to check yourself
B Correct answer
Explanation

The Controller of Capital Issues was abolished in 1992, and its powers and regulatory functions were transferred to the newly empowered SEBI.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

The Securities and Exchange Board of India is not entrusted with which of the following functions?

  1. Investor Protection

  2. Ensuring fair practices by companies

  3. Promotion of efficient service by brokers

  4. Improving the earnings of equity holders
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation

SEBI's mandate focuses on market regulation, investor protection, and fair practices. It does not have the authority or the function to guarantee or improve the earnings of equity holders, as market returns are subject to risk.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Securities Exchange Board of India (SEBI) was established in __________.

  1. $1956$
  2. $2001$
  3. $1988$
  4. $1984$
Reveal answer Fill a bubble to check yourself
C Correct answer
Explanation

The Securities and Exchange Board of India is the regulator for the securities market in India. It was established in the year 1988 and given statutory powers on 30 January 1992 through the SEBI Act, 1992.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

The ________ market is also known as the stock market or stock exchange, which is the market for the purchase and sale of existing securities.

  1. primary

  2. capital

  3. money

  4. secondary
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation

The secondary market is also known as the stock market or stock exchange, which is the market for the purchase and sale of existing securities. In secondary market, securities are not directly issued by the company to investors. The securities are sold by existing investors to other investors.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Which of the following objectives states the key role of SEBI in economic development of the country?

  1. Prevention of trading malpractices

  2. Regulation of capital market

  3. Enforcement of corporate governance on companies

  4. Promoting and developing capital market
Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation

Promoting and developing capital market - it is the following objective that states the key role of SEBI in economic development of the country. The development functions are performed by SEBI in order to promote and develop activities in stock exchange and increase the business in stock exchange.

Multiple choice commerce securities exchange board of india (sebi) objectives of sebi significance, functions of stock exchange, bse & nse stock exchanges functions of sebi sebi securities and exchange board of india (sebi)

Which of the following is a regulatory function of SEBI?

  1. Prohibition of fraudulent and unfair trading

  2. Regulation of takeover bids by companies

  3. Undertaking measures to develop capital market

  4. Conducting research
Reveal answer Fill a bubble to check yourself
B Correct answer
Explanation

Regulation of takeover bids by companies is a regulatory function of SEBI. Regulatory functions are performed by SEBI in order to regulate the business in stock exchange. SEBI has framed rules and regulations and code of conduct to regulate the intermediaries. It also regulates the takeover of companies.