Securities exchange board of India (sebi) - class-XI

The National Stock Exchange of India Limited (NSE) commenced trading in derivatives with the launch of index futures on June 12, 2000.

In a rolling settlement , each trading day is considered as a trading period and trades executed during the day are settled based on net obligations for the day. In India, trades in rolling settlement are settled on a T+2 basis i.e. on the 2nd working day after a trade.

The clearing and settlement operations of NSE are carried out by NSCCL. NSCCL (National Securities Clearing Corporation Ltd.) 

1992

To be listed on NSEI, the minimum capital requirements for a company is Rs. 3 crores.

Investors can sell their mutual funds whenever they want- this is a true statement. If the investors wish to redeem mutual funds, they can redeem at any time. Mutual funds do not have a fixed maturity period. Mutual fund is a collective investment that pools together the money of a large number of investors to purchase a number of securities, like stocks, bonds, etc.

The
fund manager always invests in more than one asset class (equities,
debts, money market instruments etc.) to spread the risks. It is called diversification. In terms of finance, diversification can be defined as a process of allocating capital in such a way that the exposure to any particular asset gets reduced. It helps to reduce risk and volatility by investing in variety of assets.

The OTCEI is a company incorporated under the
Companies Act 1956. OTCEI was set up to provide small and medium companies an access to capital market for raising finance.  OCTCEI is advantageous to the company because it
provides methods of raising funds through capital market instruments
which are priced fairly.

The on-line trading system of BSE is known as BOLT. BOLT is a screen-based automated trading platform. It can be referred as a centralized exchange-based trading system of BSE. It helps the investors to trade from anywhere in the world on BSE trading platform.

The Over the Counter Exchange of India (OTCEI) was established to provide small and medium companies access to the capital market. It allows for fair pricing and a transparent mechanism for raising funds.

The identity of members is trading in NSE is withheld by the National stock exchange. Advantage stated here is confidential trading in NSE. NSE or National Stock Exchange is the leading stock exchange of India. It is situated in Mumbai. NSE maintains the confidential information about trading in order to protect the interests of the investors and provides safety for the investment.

OTCEI was set up to provide small and
medium companies an access to the capital market for raising finance. The OTCEI is a company incorporated under the
Companies Act 1956. Following are the advantages of OTC market: a) Dealers can operate both in new issues and secondary market at their option.b) It is a transparent system of trading with no problem of bad or short deliveries.

OTCEI was set up to provide small and medium companies an access to the capital market for raising finance- this is a true statement. The OTCEI is a company incorporated under the Companies Act 1956. OCTCEI is advantageous to the company because it provides methods of raising funds through capital market instruments which are priced fairly.

Whole Sale Debt Market segment provides a trading platform for a wide range of fixed income securities that include central government securities. It gets regulated by the Ministry of Finance, Reserve Bank of India and Stock Exchange Board of India. It is a market where institutional investors participate in the trading of Government securities and Bonds.

NSE ensures equal access for investors all over the country with the help of appropriate communication network- this is a true statement. The NSE was established by financial institutions, insurance companies and banks. NSE is managed by professionals, who do not directly or indirectly trade on the exchange.In NSE, the trading rights are with the trading members who offer their services to the investors. NSE launched the capital market segment in November 1994. NSE launched the futures and options segment in June 2000 for various derivative instruments.

NSE launched the capital market
segment in November 1994. In NSE, the trading rights are with the trading members who
offer their services to the investors. NSE is managed
by professionals, who do not directly or indirectly trade on the
exchange- this is a true statement. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country with
the help of appropriate communication network. The NSE was established
by financial institutions, insurance companies and banks. NSE launched the futures and options segment
in June 2000 for various derivative instruments.

In NSE, the trading rights are with the trading members who
offer their services to the investors. NSE is managed
by professionals, who do not directly or indirectly trade on the
exchange- this is a true statement. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country with
the help of appropriate communication network. The NSE was established
by financial institutions, insurance companies and banks. NSE launched the capital market
segment in November 1994. NSE launched the futures and options segment
in June 2000 for various derivative instruments.

The NSEI was established by fiancial institutions, insurance companies and banks. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country with
the help of appropriate communication network. NSE is managed
by professionals, who do not directly or indirectly trade on the
exchange.In NSE, the trading rights are with the trading members who
offer their services to the investors. NSE launched the capital market
segment in November 1994. NSE launched the futures and options segment
in June 2000 for various derivative instruments.

Capital market segment of NSE provides an efficient and transparent platform for trading in equity. The
term capital market refers to facilities and institutional arrangements
through
which long-term funds, both debt and equity are raised and invested.
Capital market can be defined as a market for long and medium term
funds. It refers to the organizations or institutions which provide
funds for more than one year time period.

Meeting international benchmarks and standards is one of the objectives of NSE- this is a true statement. NSE ensures equal access for investors all over the country with the help of appropriate communication network. The NSE was established by financial institutions, insurance companies and banks. NSE is managed by professionals, who do not directly or indirectly trade on the exchange. In NSE, the trading rights are with the trading members who offer their services to the investors. NSE launched the capital market segment in November 1994. NSE launched the futures and options segment in June 2000 for various derivative instruments.

Expense ratio is the fee for managing fund- this is a true statement. Expense ratio can be defined as a ratio which indicates how much the fund charges in terms of percentage annually  in order to manage the investor's total investment portfolio. Expanse ratio covers various types of cost and it is disclosed to investors once in a 6-months.

NSE is managed
by professionals, who do not directly or indirectly trade on the
exchange- this is a true statement. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country with
the help of appropriate communication network. The NSE was established
by financial institutions, insurance companies and banks. In NSE, the trading rights are with the trading members who
offer their services to the investors. NSE launched the capital market
segment in November 1994. NSE launched the futures and options segment
in June 2000 for various derivative instruments.

NSE launched the futures and options segment
in June 2000 for various derivative instruments. In NSE, the trading rights are with the trading members who
offer their services to the investors. NSE is managed
by professionals, who do not directly or indirectly trade on the
exchange- this is a true statement. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country with
the help of appropriate communication network. The NSE was established
by financial institutions, insurance companies and banks. NSE launched the capital market
segment in November 1994.

Participants of OTC include: investors, companies which list their shares on OTCEI and settlement bank. OTC was set up to provide small and medium
companies an access to capital market for raising finance.  OCTCEI is
advantageous to the company because it
provides methods of raising funds through capital market instruments
which are priced fairly.

OTC Exchange of India was incorporated in 1990. OTCEI was set up to provide small and medium
companies an access to capital market for raising finance.  OCTCEI is
advantageous to the company because it
provides methods of raising funds through capital market instruments
which are priced fairly.

The OTC Exchange will not list and trade in companies listed on any other exchange- this is a true statement. OTC Exchange of India was incorporated in 1990. OTCEI was set up to provide small and medium
companies an access to capital market for raising finance.  OCTCEI is
advantageous to the company because it
provides methods of raising funds through capital market instruments
which are priced fairly.

A simple way to make a diversified investment in investing in mutual funds. Mutual fund is a collective investment
that pools together the money of a large number of investors to purchase
a number of securities, like stocks, bonds, etc. Investors can sell their mutual funds whenever they want.

Mutual fund is a collective investment
that pools together the money of a large number of investors to purchase
a number of securities, like stocks, bonds, etc. Investors can sell their mutual funds whenever they want. A simple way to make a diversified investment in investing in mutual funds.

The OTCEI
is a company incorporated under the
Companies Act 1956. OTCEI was set up to provide small and medium
companies an access to capital market for raising finance.  OCTCEI is
advantageous to the company because it
provides methods of raising funds through capital market instruments
which are priced fairly. Following are the demerits of OTCEI:A) Poor liquidity of ScripsB) Delay in Settlement

BSE is the second in the world to receive Information Security Management System Standard BS 7799-2-2002 certification for its On-Line trading System(BOLT).-this is a true statement. The on-line trading system of BSE
is known as BOLT. BOLT is a screen-based automated trading platform. It
can be referred as a centralized exchange-based trading system of BSE.
It helps the investors to trade from anywhere in the world on BSE
trading platform.

OTCEI offers computerized screen-based trading- this is a true statement. The OTCEI
is a company incorporated under the
Companies Act 1956. OTCEI was set up to provide small and medium
companies an access to capital market for raising finance.  OCTCEI is
advantageous to the company because it
provides methods of raising funds through capital market instruments
which are priced fairly.

Before BOLT was introduced in 1995, people used to trade standing in the trading ring- this is a true statement. BOLT is launched by Bombay Stock Exchange. It can be defined as the equity trading platform. Trading ring is the traditional practice of price discovery and trade standing.

BSE also provides depository services through its Cenrtral Depository Services Limited(CDSL) arm. CDSL helps to hold securities either in the certificated or uncertificated form. CDSL enabled book entry transfer of securities. CDSL can be defined as the second Indian securities depository.

SEBI was to function under the overall administrative control of the Ministry of Finance of the Government of India. SEBI was established to regulate the
activities of stock exchange and to protect the interest of investor and
provide safety of investment. SEBI also helps to develop activities of stock exchange.

The Securities and Exchange Board of India was established by the Government of India as an interim administrative body. SEBI is established in order to protect the interests of the investors and provide safety for investment. SEBI performs certain functions in order to promote and develop activities of stock exchange and increase the business in stock exchange. It also helps to regulate the business in stock exchange. It has framed certain rules and regulations to regulate the intermediaries.

BSE also has a platform for trading in equities of small-and-medium enterprises (SME)- this is a true statement. SME Exchange functions within the BSE stock exchange. SME exchange can be defined as a trading platform for Small and Medium Enterprises.

The fully automated screen based trading system that it runs is called National Exchange for Automated Trading. It is the first exchange in the world to use satellite communication technology for trading. It is a state of the art client server based application.

NSE employs a rolling settlement mechanism where each trading day is considered as a trading period. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country
with the help of appropriate communication network. The NSEI was
established by financial institutions, insurance companies and banks.
NSE is managed by professionals, who do not directly or indirectly trade
on the exchange.

The settlement cycle at NSE has been reduced from T+3 to T+2- this is a true statement.Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country with
the help of appropriate communication network. The NSEI was established
by financial institutions, insurance companies and banks. NSE is
managed by professionals, who do not directly or indirectly trade on the
exchange.

NSE provids trading across sectors viz, equities, derivatives and debt. Meeting international benchmarks and standards is one of the objectives of NSE. NSE ensures equal access for investors all over the country with the help of appropriate communication network. 

The International Securities Consultancy(ISC) of Hong Kong has helped in setting up of the NSE. Meeting international benchmarks and standards is one of the objectives
of NSE. NSE ensures equal access for investors all over the country
with the help of appropriate communication network. The NSEI was
established by financial institutions, insurance companies and banks.
NSE is managed by professionals, who do not directly or indirectly trade
on the exchange.

The SEBI was given a statutory status in the year 1992.  It was set up to regulate the functions of securities market. SEBI is a body corporate having a separate legal existence and perpetual succession. SEBI promotes orderly and healthy development in the stock exchange market.

SEBI has stopped the practice of making a preferential allotment of shares unrelated to market prices- this is a true statement.  It is done in order to protect the interests of the investors. SEBI regulates the business in stock exchange. It helps to provide the safety of the investment.

BSE (Bombay Stock Exchange) is located on Dalal Street in Mumbai. Dalal Street has been synonymous with Indian financial markets since the stock exchange's establishment. Juhu is a beach area, and 'Penag' and 'Arthrur' appear to be misspellings or non-existent locations in this context.

SEBI (Securities and Exchange Board of India) is the regulatory body responsible for the oversight of the securities market, including depositories and mutual funds.

The Controller of Capital Issues was abolished in 1992, and its powers and regulatory functions were transferred to the newly empowered SEBI.

SEBI's mandate focuses on market regulation, investor protection, and fair practices. It does not have the authority or the function to guarantee or improve the earnings of equity holders, as market returns are subject to risk.

The Securities and Exchange Board of India is the regulator for the securities market in India. It was established in the year 1988 and given statutory powers on 30 January 1992 through the SEBI Act, 1992.

The secondary market is also known as the stock market or stock exchange,
which is the market for the purchase and sale of existing securities. In secondary market, securities are not directly issued by the company to investors. The securities are sold by existing investors to other investors.

Promoting and developing capital market - it is the following objective that states the key role of SEBI in economic development of the country. The development functions are performed by SEBI in order to promote and develop activities in stock exchange and increase the business in stock exchange.

Regulation of takeover bids by companies is a regulatory function of SEBI. Regulatory functions are performed by SEBI in order to regulate the business in stock exchange. SEBI has framed rules and regulations and code of conduct to regulate the intermediaries. It also regulates the takeover of companies.

While the Companies Act sets the legal framework, SEBI's Listing Obligations and Disclosure Requirements (LODR) regulations specifically mandate the appointment of independent directors for listed companies to ensure corporate governance.

The value of a share printed on the share certificate is called face value. Face value is also known as par value. It is determined when the shares are issued by the company depending on the capital the company wished to raise.

To get listed in a stock exchange, the company should have issued for public subscription at least the minimum prescribed percentage of its share capital(49%) - this is a true statement. Allotment of shares is done on a fair and reasonable manner. In order to get listed, the company must comply with certain terms and conditions. Basic function of stock exchange are providing Liquidity and
Marketability to existing securities.

When the prices fall and bulls have to sell at a loss, then it is called Bull Liquidation. Bull in financial term is referred as a speculator  who anticipates rise in prices of securities. Bull liquidation can be defined as a situation in which a speculator sells finding his expectation and rise in prices are not coming true.

A  jobber is a member of the stock exchange but he buys and sells securities on his behalf. Jobber is often regarded as market maker. Jobber can be defined as a broker who is prepared to buy and sell stocks at highly competitive prices on behalf of market participants.

A stag is a speculator who applies for new shares in an IPO with the intention of selling them immediately at a profit once trading begins, anticipating a rise in price.

A
company which desires to list its securities in a stock exchange,
should offer at least 60 percent of its issued capital for public
subscription. Certain rules and regulations are to be followed by the company which desires to list its securities in a stock exchange. The company should abide by all the terms and conditions mentioned by the stock exchange in order to list its securities.

Investors
are expected to open demat account with Depository Participants and deposit
their share certificates for the purpose of converting them to the
electronic format. Demat account can be defined as an account to buy and sell of listed securities in electronic form, that is, through internet. It is opened by an investor through depository participant. It reduces paper work.

Rematerialization is the process by which electronic shares of an investor are converted to physical certificates in the investor's account. Rematerialization can be defined as a process by which a client can get his electronic holdings converted into physical certificates.

Bonds of Land Development Banks are semi-government securities, Treasury Bills are first-order securities, and shares of public limited companies are personal securities.