Multiple choice

The following are not termed practice

  1. Agents commission

  2. Before-and after-sales investors

  3. Advertising of schemes

  4. Stock broking sales service to

Reveal answer Fill a bubble to check yourself
D Correct answer
Explanation

Malpractice in mutual fund distribution includes commission kickbacks (passing back commissions to investors) and cross-selling unrelated services like stock broking. Legitimate practices include agent commissions, after-sales service, and scheme advertising.